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<?covid-19-tdm?>
<article xmlns:xlink="http://www.w3.org/1999/xlink" article-type="research-article" dtd-version="2.0">
  <front>
    <journal-meta>
      <journal-id journal-id-type="publisher-id">JMIR</journal-id>
      <journal-id journal-id-type="nlm-ta">J Med Internet Res</journal-id>
      <journal-title>Journal of Medical Internet Research</journal-title>
      <issn pub-type="epub">1438-8871</issn>
      <publisher>
        <publisher-name>JMIR Publications</publisher-name>
        <publisher-loc>Toronto, Canada</publisher-loc>
      </publisher>
    </journal-meta>
    <article-meta>
      <article-id pub-id-type="publisher-id">v23i3e26718</article-id>
      <article-id pub-id-type="pmid">33684053</article-id>
      <article-id pub-id-type="doi">10.2196/26718</article-id>
      <article-categories>
        <subj-group subj-group-type="heading">
          <subject>Viewpoint</subject>
        </subj-group>
        <subj-group subj-group-type="article-type">
          <subject>Viewpoint</subject>
        </subj-group>
      </article-categories>
      <title-group>
        <article-title>Clinical Trial Data Sharing for COVID-19–Related Research</article-title>
      </title-group>
      <contrib-group>
        <contrib contrib-type="editor">
          <name>
            <surname>Eysenbach</surname>
            <given-names>Gunther</given-names>
          </name>
        </contrib>
      </contrib-group>
      <contrib-group>
        <contrib contrib-type="reviewer">
          <name>
            <surname>Zariffa</surname>
            <given-names>Nevine</given-names>
          </name>
        </contrib>
        <contrib contrib-type="reviewer">
          <name>
            <surname>Fazeli</surname>
            <given-names>Mir</given-names>
          </name>
        </contrib>
      </contrib-group>
      <contrib-group>
        <contrib id="contrib1" contrib-type="author">
          <name name-style="western">
            <surname>Dron</surname>
            <given-names>Louis</given-names>
          </name>
          <degrees>MSc</degrees>
          <xref rid="aff1" ref-type="aff">1</xref>
          <ext-link ext-link-type="orcid">https://orcid.org/0000-0002-3276-3948</ext-link>
        </contrib>
        <contrib id="contrib2" contrib-type="author">
          <name name-style="western">
            <surname>Dillman</surname>
            <given-names>Alison</given-names>
          </name>
          <degrees>MPH</degrees>
          <xref rid="aff2" ref-type="aff">2</xref>
          <ext-link ext-link-type="orcid">https://orcid.org/0000-0002-5061-2916</ext-link>
        </contrib>
        <contrib id="contrib3" contrib-type="author">
          <name name-style="western">
            <surname>Zoratti</surname>
            <given-names>Michael J</given-names>
          </name>
          <degrees>MSc</degrees>
          <xref rid="aff1" ref-type="aff">1</xref>
          <ext-link ext-link-type="orcid">https://orcid.org/0000-0003-3069-1159</ext-link>
        </contrib>
        <contrib id="contrib4" contrib-type="author">
          <name name-style="western">
            <surname>Haggstrom</surname>
            <given-names>Jonas</given-names>
          </name>
          <degrees>PhD</degrees>
          <xref rid="aff3" ref-type="aff">3</xref>
          <ext-link ext-link-type="orcid">https://orcid.org/0000-0001-8304-9528</ext-link>
        </contrib>
        <contrib id="contrib5" contrib-type="author">
          <name name-style="western">
            <surname>Mills</surname>
            <given-names>Edward J</given-names>
          </name>
          <degrees>FRCP Edin</degrees>
          <xref rid="aff1" ref-type="aff">1</xref>
          <ext-link ext-link-type="orcid">https://orcid.org/0000-0003-3120-9694</ext-link>
        </contrib>
        <contrib id="contrib6" contrib-type="author" corresp="yes">
          <name name-style="western">
            <surname>Park</surname>
            <given-names>Jay J H</given-names>
          </name>
          <degrees>MSc</degrees>
          <xref rid="aff4" ref-type="aff">4</xref>
          <address>
            <institution>Department of Experimental Medicine, University of British Columbia</institution>
            <addr-line>802-777 West Broadway</addr-line>
            <addr-line>Vancouver, BC, V5Z 1J5</addr-line>
            <country>Canada</country>
            <phone>1 (604) 294 3823</phone>
            <email>jayhpark1@alumni.ubc.ca</email>
          </address>
          <ext-link ext-link-type="orcid">https://orcid.org/0000-0001-5454-014X</ext-link>
        </contrib>
      </contrib-group>
      <aff id="aff1">
        <label>1</label>
        <institution>Cytel Canada Inc.</institution>
        <addr-line>Vancouver, BC</addr-line>
        <country>Canada</country>
      </aff>
      <aff id="aff2">
        <label>2</label>
        <institution>School of Public Health, Faculty of Medicine, Imperial College London</institution>
        <addr-line>London</addr-line>
        <country>United Kingdom</country>
      </aff>
      <aff id="aff3">
        <label>3</label>
        <institution>International COVID-19 Data Alliance</institution>
        <addr-line>London</addr-line>
        <country>United Kingdom</country>
      </aff>
      <aff id="aff4">
        <label>4</label>
        <institution>Department of Experimental Medicine, University of British Columbia</institution>
        <addr-line>Vancouver, BC</addr-line>
        <country>Canada</country>
      </aff>
      <author-notes>
        <corresp>Corresponding Author: Jay J H Park <email>jayhpark1@alumni.ubc.ca</email></corresp>
      </author-notes>
      <pub-date pub-type="collection">
        <month>3</month>
        <year>2021</year>
      </pub-date>
      <pub-date pub-type="epub">
        <day>12</day>
        <month>3</month>
        <year>2021</year>
      </pub-date>
      <volume>23</volume>
      <issue>3</issue>
      <elocation-id>e26718</elocation-id>
      <history>
        <date date-type="received">
          <day>22</day>
          <month>12</month>
          <year>2020</year>
        </date>
        <date date-type="rev-request">
          <day>4</day>
          <month>1</month>
          <year>2021</year>
        </date>
        <date date-type="rev-recd">
          <day>8</day>
          <month>1</month>
          <year>2021</year>
        </date>
        <date date-type="accepted">
          <day>5</day>
          <month>3</month>
          <year>2021</year>
        </date>
      </history>
      <copyright-statement>©Louis Dron, Alison Dillman, Michael J Zoratti, Jonas Haggstrom, Edward J Mills, Jay J H Park. Originally published in the Journal of Medical Internet Research (http://www.jmir.org), 12.03.2021.</copyright-statement>
      <copyright-year>2021</copyright-year>
      <license license-type="open-access" xlink:href="https://creativecommons.org/licenses/by/4.0/">
        <p>This is an open-access article distributed under the terms of the Creative Commons Attribution License (https://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided the original work, first published in the Journal of Medical Internet Research, is properly cited. The complete bibliographic information, a link to the original publication on http://www.jmir.org/, as well as this copyright and license information must be included.</p>
      </license>
      <self-uri xlink:href="https://www.jmir.org/2021/3/e26718" xlink:type="simple"/>
      <abstract>
        <p>This paper aims to provide a perspective on data sharing practices in the context of the COVID-19 pandemic. The scientific community has made several important inroads in the fight against COVID-19, and there are over 2500 clinical trials registered globally. Within the context of the rapidly changing pandemic, we are seeing a large number of trials conducted without results being made available. It is likely that a plethora of trials have stopped early, not for statistical reasons but due to lack of feasibility. Trials stopped early for feasibility are, by definition, statistically underpowered and thereby prone to inconclusive findings. Statistical power is not necessarily linear with the total sample size, and even small reductions in patient numbers or events can have a substantial impact on the research outcomes. Given the profusion of clinical trials investigating identical or similar treatments across different geographical and clinical contexts, one must also consider that the likelihood of a substantial number of false-positive and false-negative trials, emerging with the increasing overall number of trials, adds to public perceptions of uncertainty. This issue is complicated further by the evolving nature of the pandemic, wherein baseline assumptions on control group risk factors used to develop sample size calculations are far more challenging than those in the case of well-documented diseases. The standard answer to these challenges during nonpandemic settings is to assess each trial for statistical power and risk-of-bias and then pool the reported aggregated results using meta-analytic approaches. This solution simply will not suffice for COVID-19. Even with random-effects meta-analysis models, it will be difficult to adjust for the heterogeneity of different trials with aggregated reported data alone, especially given the absence of common data standards and outcome measures. To date, several groups have proposed structures and partnerships for data sharing. As COVID-19 has forced reconsideration of policies, processes, and interests, this is the time to advance scientific cooperation and shift the clinical research enterprise toward a data-sharing culture to maximize our response in the service of public health.</p>
      </abstract>
      <kwd-group>
        <kwd>COVID-19</kwd>
        <kwd>data-sharing</kwd>
        <kwd>clinical trials</kwd>
        <kwd>data</kwd>
        <kwd>research</kwd>
        <kwd>privacy</kwd>
        <kwd>security</kwd>
        <kwd>registry</kwd>
        <kwd>feasibility</kwd>
        <kwd>challenge</kwd>
        <kwd>recruitment</kwd>
        <kwd>error</kwd>
        <kwd>bias</kwd>
        <kwd>assessment</kwd>
        <kwd>interoperability</kwd>
        <kwd>dataset</kwd>
        <kwd>intervention</kwd>
        <kwd>cooperation</kwd>
      </kwd-group>
    </article-meta>
  </front>
  <body>
    <p>The scientific community has made several important inroads in the fight against COVID-19. The pandemic has mobilized the global research community at an unparalleled scale [<xref ref-type="bibr" rid="ref1">1</xref>-<xref ref-type="bibr" rid="ref3">3</xref>]. From the start of the COVID-19 pandemic to date, 2516 clinical trials have been registered globally [<xref ref-type="bibr" rid="ref4">4</xref>]. Most are within hospitalized patient contexts, with other trials focusing on outpatient treatment or prophylaxis, whether through vaccination or pre- or posttreatment prophylaxis. Of the 2516 registered clinical trials, records indicate that 1278 (50.79%) trials are still actively enrolling patients, 26 (1.03%) have suspended recruitment, 43 (1.70%) have terminated, and 67 (2.66%) have withdrawn [<xref ref-type="bibr" rid="ref4">4</xref>]. However, it is important to note that the status of 28.22% (710/2516) of these trials have not been updated in their respective registries since they were first posted, whereas only 1.83% (46/2516) of the trials that are past their expected completion dates have reported results linked to their respective registries [<xref ref-type="bibr" rid="ref4">4</xref>]. According to a living systematic review on randomized clinical trials for COVID-19 published in <italic>The BMJ</italic>, only 85 trials have been published as of October 21, 2020, despite the large number of trials that have been registered and reported as complete [<xref ref-type="bibr" rid="ref5">5</xref>]. Of these 85 published trials, 54 (64%) trials reported information on planned sample size, and 25 (46%) did not meet their recruitment targets [<xref ref-type="bibr" rid="ref5">5</xref>]. In fact, they recruited approximately half of their planned recruitment (median 52.3%; IQR 31.7%-80.6%) [<xref ref-type="bibr" rid="ref5">5</xref>]. A summary of these findings is provided in <xref rid="figure1" ref-type="fig">Figure 1</xref>.</p>
    <fig id="figure1" position="float">
      <label>Figure 1</label>
      <caption>
        <p>Summary of registered clinical trial status for COVID-19–related research.</p>
      </caption>
      <graphic xlink:href="jmir_v23i3e26718_fig1.png" alt-version="no" mimetype="image" position="float" xlink:type="simple"/>
    </fig>
    <p>During this time, we have seen a large number of trials conducted without results being made available. It is likely that a plethora of COVID-19 trials have stopped early, not for statistical reasons but due to lack of feasibility [<xref ref-type="bibr" rid="ref4">4</xref>]. Reasons for studies becoming nonfeasible are extensive, ranging from unwillingness to participate due to quarantine, challenges in telemedicine solutions for trials [<xref ref-type="bibr" rid="ref6">6</xref>], and emergency changes to staff resourcing [<xref ref-type="bibr" rid="ref7">7</xref>]. Furthermore, there are likely feasibility challenges in the recruitment dependent on the patient context. Trials range from patients in intensive care to healthy volunteers in vaccine and treatment prophylaxis trials. As such, contributions of recruitment competition and patient hesitancy to the lack of feasibility are heavily treatment-context driven. Accordingly, many clinical trials during the COVID-19 pandemic have faced a multitude of challenges related to consenting and recruiting new participants given the proliferation of trials that are competing for recruiting eligible participants into their own respective trials [<xref ref-type="bibr" rid="ref8">8</xref>,<xref ref-type="bibr" rid="ref9">9</xref>].</p>
    <p>Trials stopped early for feasibility are, by definition, statistically underpowered and thereby prone to inconclusive findings. Statistical power is not necessarily linear with the total sample size, and even small reductions in patient numbers or events can have a substantial impact on the research outcomes. Given the profusion of clinical trials investigating identical or similar treatments across different geographical and clinical contexts, one must also consider that the likelihood of the substantial numbers of false-positive and false-negative trials, emerging with the increasing overall number of trials, adds to public perceptions of uncertainty. Complicating this issue is the evolving nature of the pandemic, where baseline assumptions on control group risk factors used to develop sample size calculations are far more challenging than those in the case of well-documented diseases.</p>
    <p>The standard answer to address these challenges during nonpandemic settings is to rigorously assess each trial for statistical power and risk-of-bias and then pool the reported aggregated results using meta-analytic statistical approaches. This solution simply will not suffice for COVID-19. Even with random-effects meta-analysis models, it will be difficult to adjust for heterogeneity of different trials with aggregated reported data alone, especially given the absence of common data standards and outcome measures. Common data standards are a key feature of system interoperability and facilitate synthesis methodologies to be rapidly scaled, such as meta-analyses. To date, several groups have proposed structures and partnerships for data sharing in the context of COVID-19, some of which are integrated with prespecified statistical analysis methodologies [<xref ref-type="bibr" rid="ref10">10</xref>,<xref ref-type="bibr" rid="ref11">11</xref>]. Given the substantial under-recruitment reported to date, vast numbers of trials will be underpowered. This lack of power may be due to design challenges, or a consequence of termination prior to reaching the recruitment target. As such, integration of different trial datasets for individual participant-level data (IPD) meta-analyses may be the only solution in determining what works and is safe for COVID-19. In an IPD meta-analysis, rather than measuring aggregate study-level outputs, data can be taken from either all or a proportion of participants within individual studies. In doing so, more nuanced comparisons between patient groups is possible. For example, participants across two trials may have, on average, significant differences in demographics to one another, yet substantial proportions of patients across both trials may have sufficient similarity for a valid analysis. Meta-analyses integrating IPD have a number of potential methodological advantages, particularly when subpopulations of interest demonstrate promising treatment signals. In particular, IPD meta-analyses allow for more effective subgroup analyses and better statistical power for detecting treatment interaction effects [<xref ref-type="bibr" rid="ref12">12</xref>] in cases wherein differences between populations are marked. These methods are endorsed by the Cochrane collaboration—a useful tool, especially when treatment effects are influenced by the follow-up duration. As COVID-19 research evolves to longer-term outcomes (sometimes referred to as “long-COVID”) [<xref ref-type="bibr" rid="ref13">13</xref>], these analytical advantages are likely to develop further. The key to the process of evidence synthesis is the appropriate selection of trials with comparable patient populations and design features, such as outcome definitions [<xref ref-type="bibr" rid="ref14">14</xref>]. In the absence of unified data structures and data sharing agreements, this process may either be time consuming or entirely nonfeasible, depending on data heterogeneity.</p>
    <p>To serve the public who are waiting for the medical research community to efficiently make medical discoveries, the COVID-19 pandemic has (arguably) mandated sharing IPD into a public health obligation. Although the International Committee of Journal Editors has previously discussed the importance of data sharing of clinical trials, this discussion has largely been limited to published clinical trials [<xref ref-type="bibr" rid="ref15">15</xref>]. The data sharing mandate for the COVID-19 pandemic should be extended to all clinical trials, including those trials that will not be published because they ended early for feasibility reasons. Other informal data sharing platforms for ongoing trials are available, such as clinical trial registries, which can provide information on outcome measures and broad design features [<xref ref-type="bibr" rid="ref4">4</xref>].</p>
    <p>Sharing of IPD has historically proven to be challenging, as investigators and sponsors have held tight to their data for academic, regulatory, and commercial reasons. However, the health and economic consequences of the pandemic thus far signal a need to mandate data sharing, expedite systems to apportion credit for data sharing, and preserve commercial interests. The need to share and collaborate openly supersedes our personal career or organizational goals. This sentiment has been shared among the research community, and many organizations (such as the Wellcome trust [<xref ref-type="bibr" rid="ref16">16</xref>]) have quickly identified the need to share data more rapidly than has historically been the case.</p>
    <p>The International COVID-19 Data Alliance (ICODA) provides an example of recent improvements in data sharing within the context of a global pandemic [<xref ref-type="bibr" rid="ref17">17</xref>,<xref ref-type="bibr" rid="ref18">18</xref>]. Convened by Health Data Research UK, ICODA is an international health data-led research response that seeks to provide a platform to enable researchers to access global data to derive insights about COVID-19 to advance the development of therapeutics [<xref ref-type="bibr" rid="ref17">17</xref>,<xref ref-type="bibr" rid="ref18">18</xref>]. The organization recognizes the urgent need to enable access to data that can be linked with other data in a safe and secure way.</p>
    <p>As the processes for addressing personal privacy, data security, and data standardization have become sufficiently more sophisticated in recent years, barriers previously considered to be insurmountable have been minimized [<xref ref-type="bibr" rid="ref10">10</xref>,<xref ref-type="bibr" rid="ref19">19</xref>]. Investigators that have launched clinical trials can utilize existing global clinical research data sharing platforms such as Vivli [<xref ref-type="bibr" rid="ref19">19</xref>], TransCelerate Biopharma [<xref ref-type="bibr" rid="ref20">20</xref>], and ICODA [<xref ref-type="bibr" rid="ref17">17</xref>,<xref ref-type="bibr" rid="ref18">18</xref>], to collectively and securely curate and analyze their findings. Taken together, data from different trials can answer meaningful public health questions while avoiding the risk of becoming inconclusive in isolation. Investigators are keen for data; as represented by Vivli [<xref ref-type="bibr" rid="ref11">11</xref>], as of December 2020, over 200 requests for trial-level data have been made in 2020, although no publications utilizing COVID-19 data are available from this group at present. Challenges in execution of these methods and strategies are multifaceted, involving researcher awareness of resource availability, technical capacity for analysis, and access agreements from data providers. To this end, we applaud the efforts of groups mentioned above in reaching out to researchers for proposals and taking strides toward simplifying the often challenging process of providing patient-level data. Successful analysis and subsequent publications utilizing these methods may provide an informative case study to promote further researcher contribution.</p>
    <p>Particularly in the context of a pandemic, researchers, policymakers, and the general public are finding challenges in navigating the multitudes of data available daily. In tandem, high-profile instances of retractions owing to poor data screening [<xref ref-type="bibr" rid="ref21">21</xref>] have led many to reach “data fatigue” [<xref ref-type="bibr" rid="ref22">22</xref>]. Here, data synthesis exercises that utilize the aforementioned statistical efficiencies of patient-level data provide an avenue through which data fatigue may be minimized and succinct summaries that may otherwise be unachievable, as well as improve awareness of therapeutic trends in COVID-19.</p>
    <p>We hope that the COVID-19 pandemic is a historic turning point of a sharing culture in the medical research community. The need for rapid and robust clinical research for the discovery of effective and safe therapeutics and vaccines has never been higher. Strengthening our public health response to COVID-19 will require larger collated patient-level datasets to facilitate the scientific precision required for answers on COVID-19 medical interventions. As COVID-19 has forced reconsideration of policies, processes, and interests, this is the time to advance scientific cooperation and shift the clinical research enterprise toward a data-sharing culture that can maximize our response in the service of public health.</p>
  </body>
  <back>
    <app-group/>
    <glossary>
      <title>Abbreviations</title>
      <def-list>
        <def-item>
          <term id="abb1">ICODA</term>
          <def>
            <p>International COVID-19 Data Alliance</p>
          </def>
        </def-item>
        <def-item>
          <term id="abb2">IPD</term>
          <def>
            <p>individual participant-level data</p>
          </def>
        </def-item>
      </def-list>
    </glossary>
    <fn-group>
      <fn fn-type="conflict">
        <p>None declared.</p>
      </fn>
    </fn-group>
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